SEC Form 4 · accession 0001127602-18-031792
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert I Toll
Officer — Executive Chairman · Director
Period of report
Dec 8, 2017
Accepted (ET)
Nov 2, 2018 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | G | 11,760 | $0.00 | D | 3,028,128 | I | Robert I. Toll Revocable Trust |
| Common Stock | Jan 29, 2018 | G | 51,550 | $0.00 | D | 0 | I | GRAT, Expires January, 2018 |
| Common Stock | Apr 23, 2018 | G | 3,113 | $0.00 | A | 3,188,976 | I | Robert I. Toll Revocable Trust |
| Common Stock | May 2, 2018 | G | 1,504 | $0.00 | A | 3,190,480 | I | Robert I. Toll Revocable Trust |
| Common Stock | Nov 1, 2018 | M | 12,767 | $0.00 | A | 7,508,323 | D | |
| Common Stock | holding | — | — | — | 2,078 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 163,005 | I | Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF1 | $0.00 | Nov 1, 2018 | M | 12,767 | D | Dec 6, 2017 | Oct 31, 2018 | Common Stock | 12,767 | 0 | D |
Explanation of responses
- F1These performance restricted stock units vest-8,511 units on 12/6/2017 and 4,256 units on 10/31/2018.