SEC Form 4 · accession 0001127602-18-031786
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas C. Yearley Jr.
Officer — Chief Executive Officer · Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | M | 22,437 | $0.00 | A | 234,222 | D | |
| Common Stock | Nov 1, 2018 | F | 9,229 | $33.66 | D | 224,993 | D | |
| Common Stock | holding | — | — | — | 1,547 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF1 | $0.00 | Nov 1, 2018 | M | 22,437 | D | Dec 6, 2017 | Oct 31, 2018 | Common Stock | 22,437 | 0 | D |
Explanation of responses
- F1These performance restricted stock units vest-14,958 units on 12/6/2017 and 7,479 units on 10/31/2018.