SEC Form 4 · accession 0001127602-18-002239
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin P. Connor
Officer — Chief Financial Officer
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 9:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2018 | M | 8,450 | $19.32 | A | 55,357 | D | |
| Common Stock | Jan 19, 2018 | S | 8,000 | $51.75 | D | 47,357 | D | |
| Common Stock | Jan 19, 2018 | S | 450 | $51.95 | D | 46,907 | D | |
| Common Stock | Jan 22, 2018 | M | 3,550 | $19.32 | A | 50,457 | D | |
| Common Stock | Jan 22, 2018 | S | 3,550 | $51.98 | D | 46,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $19.32 | Jan 19, 2018 | M | 8,450 | D | Dec 20, 2011 | Dec 20, 2020 | Common Stock | 8,450 | 11,550 | D |
| Stock Options (Right to Buy)F2 | $19.32 | Jan 22, 2018 | M | 3,550 | D | Dec 20, 2011 | Dec 20, 2020 | Common Stock | 3,550 | 8,000 | D |
Explanation of responses
- F1All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 12/19/2017.
- F2Exercisable 25% on 12/20/2011, 2012, 2013 and 2014.