SEC Form 4 · accession 0001127602-18-001413
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Garvey
Director
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 9:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2018 | M | 16,000 | $20.50 | A | 17,057 | D | |
| Common StockF1,F2 | Jan 5, 2018 | S | 16,000 | $50.8189 | D | 1,057 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $20.50 | Jan 5, 2018 | M | 16,000 | D | Dec 20, 2012 | Dec 20, 2021 | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.
- F2Weighted average sales price. Actual sale prices ranged from $50.79-$50.86.
- F3Exercisable 50% on 12/20/2012 and 12/20/2013