SEC Form 4 · accession 0001127602-17-034177
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T. Hartman
Officer — President
Period of report
Dec 18, 2015
Accepted (ET)
Dec 8, 2017 · 10:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF1,F2 | $0.00 | Dec 18, 2015 | A | 6,762 | A | Dec 6, 2017 | Oct 31, 2018 | Common Stock | 6,762 | 6,762 | D |
| Performance Based Restricted Stock UnitsF3,F4 | $0.00 | Dec 20, 2016 | A | 26,349 | A | Dec 20, 2017 | Dec 20, 2020 | Common Stock | 26,349 | 26,349 | D |
Explanation of responses
- F1The right to receive these performance restricted stock units was awarded on 12/18/2015 subject to obtaining certain performance goals. The performance goals were met on 12/6/2017.
- F2These performance based restricted stock units vest-4,508 units on 12/6/2017 and 2,254 units on 10/31/2018.
- F3The right to receive these performance restricted stock units was awarded on 12/20/2016 subject to obtaining certain performance goals. The performance goals were met on 12/6/2017.
- F4These performance restricted stock units vest 25% on each December 20, 2017, 2018, 2019 and 2020.