SEC Form 4 · accession 0001127602-17-027430
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl B Marbach
Director
Period of report
Sep 13, 2017
Accepted (ET)
Sep 14, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2017 | M | 17,000 | $20.76 | A | 114,149 | D | |
| Common StockF1,F2 | Sep 13, 2017 | S | 12,900 | $39.9651 | D | 101,249 | D | |
| Common Stock | holding | — | — | — | 4,700 | I | Individual Retirement Account For Self | |
| Common Stock | holding | — | — | — | 4,700 | I | Individual Retirement Account For Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $20.76 | Sep 13, 2017 | M | 17,000 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 17,000 | 0 | D |
Explanation of responses
- F1The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.
- F2Weighted average sales price. Actual sale prices ranged from $39.92 to $40.01.
- F3Exercisable 50% on 12/20/2008, 12/20/2009