SEC Form 4 · accession 0001127602-17-021999
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin P. Connor
Officer — Chief Financial Officer
Period of report
Jun 20, 2017
Accepted (ET)
Jun 21, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 20, 2017 | M | 2,000 | $18.38 | A | 34,836 | D | |
| Common Stock | Jun 20, 2017 | S | 2,000 | $39.45 | D | 32,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $18.38 | Jun 20, 2017 | M | 2,000 | D | Dec 20, 2010 | Dec 20, 2019 | Common Stock | 2,000 | 9,000 | D |
Explanation of responses
- F1All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 12/29/2016.
- F2Exercisable 25% on 12/20/2010, 2011, 2012 and 2013.