SEC Form 4 · accession 0001127602-17-019488
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert I Toll
Officer — Executive Chairman · Director
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2017 | M | 273,033 | $20.76 | A | 3,185,731 | I | Robert I. Toll Revocable Trust |
| Common Stock | May 25, 2017 | S | 273,033 | $38.00 | D | 2,912,698 | I | Robert I. Toll Revocable Trust |
| Common Stock | holding | — | — | — | 7,420,317 | D | ||
| Common Stock | holding | — | — | — | 2,163 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 158,580 | I | Trusts | |
| Common Stock | holding | — | — | — | 250,000 | I | GRAT, Expires January, 2018 | |
| Common Stock | holding | — | — | — | 118,040 | I | GRAT- Expires December, 2017 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $20.76 | May 25, 2017 | M | 273,033 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 273,033 | 0 | D |
Explanation of responses
- F1All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on January 13,2017.
- F2Exercisable 25% on 12/20/2008, 12/20/2009, 12/20/2010 and 12/20/2011