SEC Form 4 · accession 0001127602-17-011336
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Sicree
Officer — Chief Accounting Officer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 11:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 1,900 | $20.76 | A | 24,667 | D | |
| Common Stock | Mar 10, 2017 | S | 1,900 | $36.4118 | D | 22,767 | D | |
| Common Stock | holding | — | — | — | 2,563 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,500 | I | children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $20.76 | Mar 10, 2017 | M | 1,900 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 1,900 | 4,500 | D |
Explanation of responses
- F1Exercisable 25% on 12/20/2008, 12/20/2009, 12/20/2010 and 12/20/2011