SEC Form 4 · accession 0001127602-17-011187
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T. Hartman
Officer — President
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 9:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 20,000 | $20.76 | A | 67,442 | D | |
| Common Stock | Mar 8, 2017 | S | 20,000 | $36.00 | D | 47,442 | D | |
| Common Stock | holding | — | — | — | 2,706 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $20.76 | Mar 8, 2017 | M | 20,000 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1All sales on this Form 4 were made pursuant to a 10b5-1 plan adopted on 2/6/2017.