SEC Form 4 · accession 0001127602-17-011183
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Sicree
Officer — Chief Accounting Officer
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 9:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2017 | M | 600 | $20.76 | A | 23,367 | D | |
| Common Stock | Mar 8, 2017 | S | 600 | $35.9801 | D | 22,767 | D | |
| Common Stock | Mar 9, 2017 | M | 2,000 | $20.76 | A | 24,767 | D | |
| Common Stock | Mar 9, 2017 | S | 2,000 | $35.96 | D | 22,767 | D | |
| Common Stock | holding | — | — | — | 2,563 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,500 | I | children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $20.76 | Mar 8, 2017 | M | 600 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 600 | 8,400 | D |
| Stock Options (Right to Buy)F1 | $20.76 | Mar 9, 2017 | M | 2,000 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 2,000 | 6,400 | D |
Explanation of responses
- F1Exercisable 25% on 12/20/2008, 12/20/2009, 12/20/2010 and 12/20/2011