SEC Form 4 · accession 0001127602-17-008448
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas C. Yearley Jr.
Officer — Chief Executive Officer · Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 8,000 | $20.76 | A | 204,372 | D | |
| Common Stock | Feb 23, 2017 | S | 8,000 | $34.05 | D | 196,372 | D | |
| Common Stock | holding | — | — | — | 1,547 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $20.76 | Feb 23, 2017 | M | 8,000 | D | Dec 20, 2008 | Dec 20, 2017 | Common Stock | 8,000 | 8,250 | D |
Explanation of responses
- F1All sales reported on this Form 4 were made pursuant to a 10b5-1 plan adopted on 2/6/2017.
- F23750 vested as of 11/9/2009, 5,000 vest on 12/20/2009, 5000 on 12/20/2010 and 5,000 on 12/20/2011