SEC Form 4 · accession 0001127602-17-002054
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Shapiro
Director
Period of report
Dec 23, 2016
Accepted (ET)
Jan 19, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | G | 315 | $0.00 | D | 130,266 | D | |
| Common Stock | Jan 18, 2017 | M | 2,052 | $0.00 | A | 132,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 18, 2017 | M | 2,052 | D | Dec 19, 2015 | Jan 18, 2017 | Common Stock | 2,052 | 0 | D |
Explanation of responses
- F1Vesting 50% on 12/19/2015 and 2016.
- F2Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.