SEC Form 4 · accession 0001127602-16-070706
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Garvey
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 21, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | G | 385 | $0.00 | D | 1,277 | D | |
| Common Stock | Dec 13, 2016 | G | 79 | $0.00 | D | 1,198 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $31.61 | Dec 20, 2016 | A | 3,569 | A | Dec 20, 2017 | Dec 20, 2026 | Common Stock | 3,569 | 3,569 | D |
| Restricted Stock UnitsF2 | $0.00 | Dec 20, 2016 | A | 1,898 | A | Dec 20, 2017 | Dec 20, 2018 | Common Stock | 1,898 | 1,898 | D |
Explanation of responses
- F1Exercisable 50% on 12/20/2017 and 2018.
- F2Vest 50% on 12/20/2017 and 2018. 100% are distributable on 12/20/2018.