SEC Form 4 · accession 0001127602-16-070686
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert I Toll
Officer — Executive Chairman · Director
Period of report
Dec 20, 2016
Accepted (ET)
Dec 21, 2016 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2016 | M | 5,018 | $31.82 | A | 7,503,320 | D | |
| Common Stock | Dec 20, 2016 | S | 5,018 | $32.00 | D | 7,498,302 | D | |
| Common Stock | holding | — | — | — | 709,243 | I | Entities Wholly Owned By Reporting Person | |
| Common Stock | holding | — | — | — | 2,163 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 158,580 | I | Trusts | |
| Common Stock | holding | — | — | — | 250,000 | I | GRAT, Expires January, 2018 | |
| Common Stock | holding | — | — | — | 118,040 | I | GRAT- Expires December, 2017 | |
| Common Stock | holding | — | — | — | 2,246,750 | I | Robert I. Toll Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $31.61 | Dec 20, 2016 | A | 166,653 | A | Dec 20, 2017 | Dec 20, 2026 | Common Stock | 166,653 | 166,653 | D |
| Stock Options (Right to Buy) | $31.82 | Dec 20, 2016 | M | 5,018 | D | Dec 20, 2007 | Dec 20, 2016 | Common Stock | 5,018 | 0 | D |
Explanation of responses
- F1Exercisable 25% on 12/20/2017, 2018, 2019 and 2020.