SEC Form 4 · accession 0001127602-16-070656
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Sicree
Officer — Chief Accounting Officer
Period of report
Dec 16, 2016
Accepted (ET)
Dec 21, 2016 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | G | 2,000 | $0.00 | D | 0 | I | Spouse |
| Common Stock | holding | — | — | — | 21,955 | D | ||
| Common Stock | holding | — | — | — | 2,563 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,500 | I | children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF1 | $0.00 | Dec 20, 2016 | A | 3,184 | A | Dec 1, 2017 | Dec 1, 2020 | Common Stock | 3,184 | 3,184 | D |
Explanation of responses
- F1Vesting 25% on 12/1/2017, 2018, 2019 and 2020. 100% of the shares are distributable on 12/1/2020.