SEC Form 4 · accession 0001127602-16-070558
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T. Hartman
Officer — President
Period of report
Dec 17, 2016
Accepted (ET)
Dec 20, 2016 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2016 | M | 31,439 | $0.00 | A | 61,066 | D | |
| Common Stock | Dec 17, 2016 | F | 13,624 | $31.59 | D | 47,442 | D | |
| Common Stock | holding | — | — | — | 2,706 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Based Restricted Stock UnitsF1,F2 | $0.00 | Dec 17, 2016 | M | 31,439 | D | Dec 17, 2013 | Dec 17, 2016 | Common Stock | 31,439 | 0 | D |
Explanation of responses
- F1Performance requirement was met on December 5, 2013. Service requirement was met on December 17, 2016.
- F2The performance restricted stock units vest 25% on each December 17, 2013, 2014, 2015 and 2016.