SEC Form 4 · accession 0001127602-16-069660
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Sicree
Officer — Chief Accounting Officer
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 5,986 | $18.92 | A | 20,699 | D | |
| Common Stock | Dec 8, 2016 | S | 5,986 | $32.6484 | D | 14,713 | D | |
| Common Stock | holding | — | — | — | 2,563 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,500 | I | children | |
| Common Stock | holding | — | — | — | 9,242 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $18.92 | Dec 8, 2016 | M | 5,986 | D | Jul 18, 2008 | Dec 20, 2016 | Common Stock | 5,986 | 0 | D |