SEC Form 4 · accession 0001127602-16-037138
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl B Marbach
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 19, 2016 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2013 | G | 2,100 | $0.00 | D | 110,956 | D | |
| Common Stock | Dec 23, 2014 | G | 1,845 | $0.00 | D | 98,841 | D | |
| Common Stock | Apr 14, 2015 | G | 260 | $0.00 | D | 100,754 | D | |
| Common Stock | Dec 23, 2015 | G | 750 | $0.00 | D | 96,004 | D | |
| Common Stock | Jan 19, 2016 | M | 1,991 | $0.00 | A | 97,995 | D | |
| Common Stock | holding | — | — | — | 4,700 | I | Individual Retirement Account For Self | |
| Common Stock | holding | — | — | — | 4,700 | I | Individual Retirement Account For Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 19, 2016 | M | 1,991 | D | Dec 20, 2013 | Jan 19, 2016 | Common Stock | 1,991 | 0 | D |
Explanation of responses
- F1Exercisable 50% on 12/20/2014 and 2015.
- F2Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.