SEC Form 4 · accession 0001127602-16-036186
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Sicree
Officer — Chief Accounting Officer
Period of report
Jan 5, 2016
Accepted (ET)
Jan 6, 2016 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2016 | M | 1,800 | $0.00 | A | 15,238 | D | |
| Common Stock | Jan 5, 2016 | F | 525 | $32.73 | D | 14,713 | D | |
| Common Stock | holding | — | — | — | 2,563 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,500 | I | children | |
| Common Stock | holding | — | — | — | 9,242 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jan 5, 2016 | M | 1,800 | D | Jan 5, 2013 | Jan 5, 2016 | Common Stock | 1,800 | 0 | D |
Explanation of responses
- F1Vests 25% on 1/5/2013, 2014, 2015 and 2016.