SEC Form 4 · accession 0001127602-15-034768
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Sicree
Officer — Chief Accounting Officer
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 1:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2015 | M | 5,000 | $18.92 | A | 16,985 | D | |
| Common Stock | Dec 18, 2015 | F | 3,547 | $32.85 | D | 13,438 | D | |
| Common Stock | holding | — | — | — | 2,563 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,500 | I | children | |
| Common Stock | holding | — | — | — | 9,242 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $32.85 | Dec 18, 2015 | A | 4,500 | A | Dec 18, 2016 | Dec 18, 2025 | Common Stock | 4,500 | 4,500 | D |
| Restricted Stock UnitsF2 | $0.00 | Dec 18, 2015 | A | 1,125 | A | Jan 5, 2017 | Jan 5, 2020 | Common Stock | 1,125 | 1,125 | D |
| Stock Options (Right to Buy) | $18.92 | Dec 18, 2015 | M | 5,000 | D | Jul 18, 2008 | Dec 20, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Vesting 25% on 12/18/2016, 2017, 2018 and 2019. Exercisable as of vesting date.
- F2Vesting 25% on 1/5/2017, 2018, 2019 and 2020. 100% of the shares are distributable on 1/5/2020.