SEC Form 4 · accession 0001127602-15-034755
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen A Novick
Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $32.85 | Dec 18, 2015 | A | 3,812 | A | Dec 18, 2016 | Dec 18, 2025 | Common Stock | 3,812 | 3,812 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Dec 18, 2015 | A | 2,029 | A | Dec 18, 2016 | Jan 17, 2018 | Common Stock | 2,029 | 2,029 | D |
Explanation of responses
- F1Vesting 50% on 12/18/2016 and 2017. Exercisable as of vesting date.
- F2Vesting 50% 12/18/2016 and 2017.
- F3Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.