SEC Form 4 · accession 0001127602-15-034032
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine Garvey
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 12:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | G | 941 | $0.00 | D | 746 | D | |
| Common Stock | Dec 14, 2015 | M | 10,000 | $20.21 | A | 10,746 | D | |
| Common Stock | Dec 14, 2015 | M | 15,000 | $18.38 | A | 25,746 | D | |
| Common Stock | Dec 14, 2015 | M | 16,000 | $19.32 | A | 41,746 | D | |
| Common StockF1,F2 | Dec 14, 2015 | S | 25,000 | $33.2762 | D | 16,746 | D | |
| Common StockF1,F3 | Dec 14, 2015 | S | 16,000 | $33.1725 | D | 746 | D | |
| Common Stock | Dec 14, 2015 | G | 151 | $0.00 | D | 595 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $20.21 | Dec 14, 2015 | M | 10,000 | D | Sep 24, 2010 | Sep 24, 2019 | Common Stock | 10,000 | 0 | D |
| Stock Options (Right to Buy) | $18.38 | Dec 14, 2015 | M | 15,000 | D | Dec 20, 2010 | Dec 20, 2019 | Common Stock | 15,000 | 0 | D |
| Stock Options (Right to Buy) | $19.32 | Dec 14, 2015 | M | 16,000 | D | Dec 20, 2011 | Dec 20, 2020 | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.
- F2Weighted average sales price-actual sale prices ranged from $33.09-$33.44.
- F3Weighted average sales price-actual sale prices ranged from $33.095 to $33.28.