SEC Form 4 · accession 0001127602-15-025308
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin P. Connor
Officer — Chief Financial Officer
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 2,000 | $22.18 | A | 6,110 | D | |
| Common Stock | Aug 17, 2015 | S | 2,000 | $40.45 | D | 4,110 | D | |
| Common Stock | Aug 18, 2015 | M | 2,000 | $22.18 | A | 6,110 | D | |
| Common Stock | Aug 18, 2015 | S | 2,000 | $41.45 | D | 4,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $22.18 | Aug 17, 2015 | M | 2,000 | D | Jan 5, 2010 | Jan 5, 2019 | Common Stock | 2,000 | 4,000 | D |
| Stock Options (Right to Buy)F2 | $22.18 | Aug 18, 2015 | M | 2,000 | D | Jan 5, 2010 | Jan 5, 2019 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1All sales reported on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on January 13, 2015.
- F2Exercisable 25% on 1/5/2010, 2011, 2012 and 2013.