SEC Form 4 · accession 0001127602-15-008503
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas C. Yearley Jr.
Officer — Chief Executive Officer · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 26, 2015 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 14,162 | $18.92 | A | 99,924 | D | |
| Common Stock | Feb 25, 2015 | S | 14,162 | $39.00 | D | 85,762 | D | |
| Common Stock | holding | — | — | — | 1,547 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $18.92 | Feb 25, 2015 | M | 14,162 | D | Jul 18, 2008 | Dec 20, 2016 | Common Stock | 14,162 | 0 | D |
Explanation of responses
- F1All sales reported on this Form 4 were made pursuant to a 10b5-1 trading plan adopted by the reporting person on January 13, 2015.
- F26,569 vested as of 11/9/2009, 4,357 vest on 12/20/2009, 4,357 vest on 12/20/2010 and 1,057 vest on 12/20/2011