SEC Form 4 · accession 0001127602-15-002054
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen A Novick
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 9:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2015 | M | 2,069 | $0.00 | A | 3,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 16, 2015 | M | 2,069 | D | Dec 17, 2013 | Jan 16, 2015 | Common Stock | 2,069 | 0 | D |
Explanation of responses
- F1Vesting 50% on 12/17/2013 and 50% on 12/17/2014.
- F2Distribution of 100% of the shares will be 30 days following the second anniversary of the date of grant.