SEC Form 4 · accession 0001225208-19-001892
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence G Hund
Officer — President-HDFS
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | M | 14,508 | $0.00 | A | 25,021 | D | |
| Common Stock | Feb 5, 2019 | F | 6,428 | $36.65 | D | 18,593 | D | |
| Common Stock | holding | — | — | — | 1,619 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 4, 2019 | M | 10,224 | D | — | — | Common Stock | 10,224 | 60,145 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 5, 2019 | M | 14,508 | D | — | — | Common Stock | 14,508 | 45,637 | D |
| Stock Option (right to buy)F4,F5 | $22.63 | holding | — | — | — | Feb 10, 2011 | Feb 10, 2020 | Common Stock | 13,073 | 13,073 | D |
| Stock Option (right to buy)F6,F5 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2025 | Common Stock | 19,509 | 19,509 | D |
| Stock Option (right to buy)F7,F5 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 20,950 | 20,950 | D |
Explanation of responses
- F1On 7/17/2012, 5285 shares of restricted stock vested. 2191 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3094 shares are now reflected as common stock. On 2/5/19 14,508 shares of restricted stock vested.
- F2Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested.
- F3Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested. 14,508 RSUs vested on 2/5/19.
- F4Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F5All options are currently exercisable.
- F6Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- F7Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.