SEC Form 4 · accession 0001225208-19-001826
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Kornetzke
Other
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2019 | M | 2,564 | $0.00 | A | 4,560 | D | |
| Common StockF1 | Feb 4, 2019 | F | 958 | $36.65 | D | 3,602 | D | |
| Common Stock | holding | — | — | — | 2,010 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Feb 1, 2019 | A | 4,748 | A | — | — | Common Stock | 4,748 | 11,489 | D |
| Stock Option (right to buy)F3,F4 | $22.63 | holding | — | — | — | Feb 10, 2011 | Feb 10, 2020 | Common Stock | 3,626 | 3,626 | D |
| Stock Option (right to buy)F3,F4 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 2,524 | 2,524 | D |
| Stock Option (right to buy)F3,F4 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 2,565 | 2,565 | D |
| Stock Option (right to buy)F3,F4 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 2,369 | 2,369 | D |
| Stock Option (right to buy)F5,F4 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 2,071 | 2,071 | D |
| Stock Option (right to buy)F6,F4 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 2,100 | 2,100 | D |
Explanation of responses
- F1On 2/14/2010, 188 shares of restricted stock vested. 76 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 112 shares are now reflected as common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/19 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F3Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F4All options are currently exercisable.
- F5Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Plan.
- F6Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.