SEC Form 4 · accession 0001225208-19-001778
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heather June Malenshek
Officer — Sr. VP, Marketing & Branding
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 917 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 64 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 1, 2019 | A | 13,670 | A | — | — | Common Stock | 13,670 | 28,551 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/19 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.