SEC Form 4 · accession 0001225208-18-012980
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Olin
Officer — SVP & CFO
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 3:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | M | 12,587 | $12.30 | A | 55,016 | D | |
| Common StockF1 | Aug 28, 2018 | S | 12,587 | $43.4788 | D | 42,429 | D | |
| Common Stock | holding | — | — | — | 465 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $12.30 | Aug 28, 2018 | M | 12,587 | D | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 12,587 | 0 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 25,306 | 25,306 | D |
| Stock Option (right to buy)F5,F3 | $22.63 | holding | — | — | — | Feb 10, 2011 | Feb 10, 2020 | Common Stock | 44,465 | 44,465 | D |
| Stock Option (right to buy)F5,F3 | $28.54 | holding | — | — | — | Oct 19, 2010 | Oct 19, 2019 | Common Stock | 30,000 | 30,000 | D |
| Stock Option (right to buy)F5,F3 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 13,059 | 13,059 | D |
| Stock Option (right to buy)F5,F3 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 20,194 | 20,194 | D |
| Stock Option (right to buy)F5,F3 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 22,825 | 22,825 | D |
| Stock Option (right to buy)F6,F3 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 22,726 | 22,726 | D |
| Stock Option (right to buy)F6,F3 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 25,453 | 25,453 | D |
| Stock Option (right to buy)F2,F3 | $68.91 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 6,111 | 6,111 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. The prices actually received ranged from $43.450 to $43.510. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
- F3All options are currently exercisable.
- F4Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/18 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F5Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- F6Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.