SEC Form 4 · accession 0001225208-18-002171
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Levatich
Officer — President & CEO · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 9,519 | $0.00 | A | 78,718 | D | |
| Common Stock | Feb 1, 2018 | F | 4,504 | $48.68 | D | 74,214 | D | |
| Common Stock | holding | — | — | — | 758 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 10 | I | By ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 1, 2018 | M | 9,519 | D | — | — | Common Stock | 9,519 | 53,231 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 2, 2018 | A | 43,957 | A | — | — | Common Stock | 43,957 | 97,188 | D |
| Stock Option (right to buy)F3,F4 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 26,247 | 26,247 | D |
| Stock Option (right to buy)F3,F4 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 32,198 | 32,198 | D |
| Stock Option (right to buy)F3,F4 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 34,567 | 34,567 | D |
| Stock Option (right to buy)F3,F4 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 32,926 | 32,926 | D |
| Stock Option (right to buy)F5,F4 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 75,602 | 75,602 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F2Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F3Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F4All options are currently exercisable.
- F5Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.