SEC Form 4 · accession 0001225208-18-002167
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence G Hund
Officer — President-HDFS
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | M | 2,571 | $0.00 | A | 2,571 | D | |
| Common Stock | Feb 1, 2018 | F | 1,248 | $48.68 | D | 1,323 | D | |
| Common Stock | holding | — | — | — | 1,619 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 1, 2018 | M | 2,571 | D | — | — | Common Stock | 2,571 | 14,513 | D |
| Restricted Stock UnitsF2 | $0.00 | Feb 2, 2018 | A | 12,177 | A | — | — | Common Stock | 12,177 | 26,690 | D |
| Stock Option (right to buy)F3,F4 | $18.92 | holding | — | — | — | Jul 17, 2010 | Jul 17, 2019 | Common Stock | 25,040 | 25,040 | D |
| Stock Option (right to buy)F3,F4 | $22.63 | holding | — | — | — | Feb 10, 2011 | Feb 10, 2020 | Common Stock | 25,073 | 25,073 | D |
| Stock Option (right to buy)F3,F4 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2025 | Common Stock | 19,509 | 19,509 | D |
| Stock Option (right to buy)F5,F4 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 20,950 | 20,950 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F2Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F3Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- F4All options are currently exercisable.
- F5Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan