SEC Form 5 · accession 0001225208-17-003019

HARLEY-DAVIDSON, INC. · HOG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2016

Accepted (ET)

Feb 13, 2017 · 6:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000793952

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 14, 2016	G	165	$0.00	D	10,217	D
Common Stock	holding	—	—		—	8,000	I	By Limited Partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Post-2014 Share Unit^F1,F4,F2,F3	—	holding	—	—	—	—	—	Common Stock	2,640	2,640	D
Share Units^F1,F4,F2,F5	—	holding	—	—	—	—	—	Common Stock	17,111	17,111	D

F1Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F21-for-1
F3Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination as service as a director.
F4Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.
F5Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

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