SEC Form 4 · accession 0001225208-17-002680
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanne M Bischmann
Officer — Vice President, Communications
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2017 | G | 450 | $0.00 | D | 2,195 | D | |
| Common Stock | Feb 7, 2017 | S | 911 | $57.00 | D | 1,284 | D | |
| Common Stock | holding | — | — | — | 4,116 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,134 | 4,134 | D |
| Stock Option (right to buy)F2,F3 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 3,392 | 3,392 | D |
| Stock Option (right to buy)F4,F3 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 4,586 | 4,586 | D |
| Stock Option (right to buy)F5,F6 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 5,007 | 5,007 | D |
| Stock Option (right to buy)F7,F3 | $68.91 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 6,513 | 6,513 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015, 2/2/2016, and 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F2Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F3All options are currently exercisable.
- F4Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- F5Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F6Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F7Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.