SEC Form 4 · accession 0001225208-17-002387
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Cummings
Officer — SVP, Global Demand
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 9:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 438 | D | ||
| Common Stock | holding | — | — | — | 634 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 1, 2017 | A | 3,948 | A | — | — | Common Stock | 3,948 | 10,582 | D |
| Stock Option (right to buy)F1,F3 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 3,528 | 3,528 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F3Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
Remarks
cummingspoa.txt