SEC Form 4 · accession 0001225208-16-039234
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maryrose Sylvester
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2016 | A | 2,195 | $52.38 | A | 2,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Post-2014 Share UnitF1,F2,F3 | — | Sep 8, 2016 | A | 2,587 | A | Sep 8, 2017 | — | Common Stock | 2,587 | 2,587 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.
- F21-for-1
- F3As provided by the Director Stock Plan, the share units are payable in issuer's common stock on the one year anniversary of the grant date (share units payable in cash in limited circumstances according to the Plan).