SEC Form 4 · accession 0001225208-16-039233
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian R Niccol
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share UnitsF1,F2,F3 | — | Sep 8, 2016 | A | 4,687 | A | — | — | Common Stock | 4,687 | 4,687 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F21-for-1
- F3Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).