SEC Form 4/A · accession 0001225208-16-032716
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Cave
Director · Other
Period of report
May 2, 2016
Accepted (ET)
May 5, 2016 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share UnitsF1,F3,F5,F2,F4 | — | May 2, 2016 | A | 8,175 | A | — | — | Common Stock | 8,175 | 21,624 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F21-for-1
- F3Due to a clerical error, the prior filing understated the number of share units that were awarded to the reporting person as 5,898.1788 share units. The reporting person is filing this amendment to reflect that the reporting person received 8,174.6689 share units.
- F4Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)
- F5Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.