SEC Form 4 · accession 0001225208-16-032643
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jochen Zeitz
Director
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Post-2014 Share UnitF1,F2,F3 | — | May 2, 2016 | A | 2,587 | A | — | — | Common Stock | 2,587 | 2,587 | D |
| Share UnitsF1,F2,F4 | — | holding | — | — | — | — | — | Common Stock | 19,498 | 19,498 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F21-for-1
- F3Each deferred share unit is the equivalent of one share of common stock. The shares are payable on the one-year anniversary of the grant date or the earlier termination of service as a director.
- F4Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)