SEC Form 4 · accession 0001225208-16-032035
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A James
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 29, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2016 | M | 2,230 | $49.45 | A | 5,523 | D | |
| Common StockF1 | holding | — | — | — | 411,788 | I | By Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Post-2014 Share UnitF2,F4,F3,F5 | — | Apr 27, 2016 | M | 2,230 | D | — | — | Common Stock | 2,230 | 0 | D |
| Share UnitsF2,F4,F3,F6 | — | holding | — | — | — | — | — | Common Stock | 30,601 | 30,601 | D |
Explanation of responses
- F1The amount in this column reflects an adjustment to the total shares owned by the corporation of 251.56 shares. Amounts previously reported contained a clerical error. No shares of common stock were sold.
- F2Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F31-for-1
- F4Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan, as amended.
- F5As provided by the Director Stock Plan, the share units are payable in issuer's common stock on the one year anniversary of the grant date, which grant date was April 27, 2015 (share units payable in cash in limited circumstances according to the Plan).
- F6Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)