SEC Form 4 · accession 0001225208-16-031680
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle Kumbier
Officer — SVP, Motor Co. Product & Ops
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2016 | S | 2,032 | $46.45 | D | 0 | D | |
| Common Stock | holding | — | — | — | 2,245 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 21,237 | 21,237 | D |
| Stock Option (right to buy)F2,F3 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 10,484 | 10,484 | D |
| Stock Option (right to buy)F4,F5 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 10,980 | 10,980 | D |
| Stock Option (right to buy)F4,F6 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 9,823 | 9,823 | D |
| Stock Option (right to buy)F4,F5 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 8,920 | 8,920 | D |
| Stock Option (right to buy)F4,F5 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 12,011 | 12,011 | D |
| Stock Option (right to buy)F7,F5 | $39.04 | holding | — | — | — | Feb 13, 2009 | Feb 13, 2018 | Common Stock | 5,736 | 5,736 | D |
| Stock Option (right to buy)F7,F5 | $68.91 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 2,934 | 2,934 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/4/2014, 2/3/2015 and 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F2Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F3Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F4Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- F5All options are currently exercisable.
- F6Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F7Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.