SEC Form 4 · accession 0001225208-16-025679
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Kornetzke
Other
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | M | 437 | $0.00 | A | 1,307 | D | |
| Common StockF1 | Feb 3, 2016 | F | 177 | $39.85 | D | 1,130 | D | |
| Common Stock (restricted stock)F2 | holding | — | — | — | 494 | D | ||
| Common Stock | holding | — | — | — | 4,103 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 2, 2016 | A | 1,697 | A | — | — | Common Stock | 1,697 | 3,873 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 3, 2016 | M | 437 | D | — | — | Common Stock | 437 | 3,436 | D |
| Stock Option (right to buy)F3,F5 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 2,100 | 2,100 | D |
| Stock Option (right to buy)F6,F7 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 2,369 | 2,369 | D |
| Stock Option (right to buy)F6,F7 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 2,071 | 2,071 | D |
| Stock Option (right to buy)F6,F8 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 2,565 | 2,565 | D |
| Stock Option (right to buy)F6,F8 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 2,524 | 2,524 | D |
| Stock Option (right to buy)F6,F8 | $22.63 | holding | — | — | — | Feb 10, 2011 | Feb 10, 2020 | Common Stock | 3,626 | 3,626 | D |
| Stock Option (right to buy)F9,F8 | $68.91 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 1,698 | 1,698 | D |
Explanation of responses
- F1On 2/3/2016, 437 restricted stock units vested. 177 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 260 shares are now reflected as common stock.
- F2The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant.
- F3Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F4Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F5Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F6Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F7Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F8All options are currently exercisable.
- F9Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
Remarks
kornetzkepoa.txt