SEC Form 4 · accession 0001225208-16-025675
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanne M Bischmann
Officer — Vice President, Communications
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | M | 521 | $0.00 | A | 1,343 | D | |
| Common StockF1 | Feb 3, 2016 | F | 210 | $39.85 | D | 1,133 | D | |
| Common Stock (restricted stock)F2 | holding | — | — | — | 530 | D | ||
| Common Stock | holding | — | — | — | 3,858 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $39.50 | Feb 2, 2016 | A | 2,557 | A | — | — | Common Stock | 2,557 | 2,557 | D |
| Restricted Stock UnitsF3,F5 | $0.00 | Feb 3, 2016 | M | 521 | D | — | — | Common Stock | 521 | 2,000 | D |
| Stock Option (right to buy)F3,F6 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 5,007 | 5,007 | D |
| Stock Option (right to buy)F7,F8 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 3,392 | 3,392 | D |
| Stock Option (right to buy)F7,F8 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 4,586 | 4,586 | D |
| Stock Option (right to buy)F7,F8 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 5,037 | 5,037 | D |
| Stock Option (right to buy)F9,F10 | $68.91 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 6,513 | 6,513 | D |
Explanation of responses
- F1On 2/3/2016, 521 restricted stock units vested. 210 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 311 shares are now reflected as common stock.
- F10All options are currently exercisable.
- F2The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant.
- F3Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F4Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F5Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015 and 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F6Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F7Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F8Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F9Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
Remarks
bischmannpoa.txt