SEC Form 4 · accession 0001225208-16-025673
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tonit M Calaway
Officer — VP, Human Resources
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | M | 1,291 | $0.00 | A | 1,291 | D | |
| Common StockF1,F2 | Feb 3, 2016 | F | 521 | $39.85 | D | 770 | D | |
| Common Stock (restricted stock)F3 | holding | — | — | — | 1,112 | D | ||
| Common Stock | holding | — | — | — | 4,294 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | $0.00 | Feb 2, 2016 | A | 6,375 | A | — | — | Common Stock | 6,375 | 12,589 | D |
| Restricted Stock UnitsF1,F5 | $0.00 | Feb 3, 2016 | M | 1,291 | D | — | — | Common Stock | 1,291 | 11,298 | D |
| Stock Option (right to buy)F1,F6 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 12,399 | 12,399 | D |
| Stock Option (right to buy)F7,F8 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 7,171 | 7,171 | D |
| Stock Option (right to buy)F7,F8 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2025 | Common Stock | 11,226 | 11,226 | D |
| Stock Option (right to buy)F9,F10 | $39.04 | holding | — | — | — | Feb 13, 2009 | Feb 13, 2018 | Common Stock | 152 | 152 | D |
| Stock Option (right to buy)F9,F10 | $51.46 | holding | — | — | — | Feb 14, 2007 | Feb 14, 2016 | Common Stock | 1,024 | 1,024 | D |
| Stock Option (right to buy)F9,F10 | $68.91 | holding | — | — | — | Feb 14, 2008 | Feb 14, 2017 | Common Stock | 3,198 | 3,198 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F10All options are currently exercisable.
- F2On 2/3/2016, 1,291 restricted stock units vested. 521 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 770 shares are now reflected as common stock.
- F3The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant
- F4Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F5Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015, vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F6Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F7Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F8Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F9Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
Remarks
calawaypoa.txt