SEC Form 4 · accession 0001225208-15-016678
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George H Conrades
Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2015 | S | 4,000 | $58.4638 | D | 8,873 | I | By Trust |
| Common StockF2 | Aug 7, 2015 | S | 5,000 | $58.7554 | D | 3,873 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share UnitsF3,F6,F4,F5 | — | holding | — | — | — | — | — | Common Stock | 51,915 | 51,915 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.4300 to $58.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.75 to $58.77 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F41-for-1
- F5Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)
- F6Includes shares of Common Stock acquired through automatic reinvestment of dividends.