SEC Form 4 · accession 0001225208-15-012700
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jochen Zeitz
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2015 | G | 1,808 | $0.00 | D | 1,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Post-2014 Share UnitF2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 2,174 | 2,174 | D |
| Share UnitsF2,F6,F3,F5 | — | holding | — | — | — | — | — | Common Stock | 19,005 | 19,005 | D |
Explanation of responses
- F1Amount differs from previously reported amount due to rounding.
- F2Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F31-for-1
- F4Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination as service as a director.
- F5Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)
- F6Includes shares of Common Stock acquired through automatic reinvestment of dividends.