SEC Form 3 · accession 0001225208-15-011513
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D McAllister
Officer — VP and Mg. Dir., AP
Period of report
May 1, 2015
Accepted (ET)
May 6, 2015 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,732 | D | ||
| Common Stock (restricted stock)F1 | holding | — | — | — | 387 | D | ||
| Common Stock | holding | — | — | — | 12 | I | By Mother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Restricted Stock UnitF1,F2 | $0.00 | holding | — | — | — | Feb 9, 2012 | — | Common Stock | 2,751 | — | D |
| Restricted Stock UnitsF1,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,738 | — | D |
| Stock Appreciation RightF4,F5 | $12.30 | holding | — | — | — | Feb 12, 2010 | Feb 12, 2019 | Common Stock | 5,072 | — | D |
| Stock Appreciation RightF4,F5 | $39.04 | holding | — | — | — | Feb 13, 2009 | Feb 13, 2018 | Common Stock | 2,390 | — | D |
| Stock Option (right to buy)F1,F6 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 2,581 | — | D |
| Stock Option (right to buy)F1,F7 | $45.32 | holding | — | — | — | Feb 6, 2012 | Feb 6, 2022 | Common Stock | 2,518 | — | D |
| Stock Option (right to buy)F1,F8 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 3,708 | — | D |
| Stock Option (right to buy)F1,F8 | $62.33 | holding | — | — | — | Feb 4, 2015 | Feb 4, 2024 | Common Stock | 3,080 | — | D |
| Stock Option (right to buy)F9,F6 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 4,654 | — | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F2Deferred restricted stock units were deferred pursuant to the Harley-Davidson, Inc. Management Deferred Compensation Plan. Each such unit represents a contingent right to receive one share of stock upon Separation from Service in accordance with the Harley-Davidson, Inc. Management Deferred Compensation Plan . One third of the units granted on 2/3/2013 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F3Each restricted stock unit represents a contingent right to receive one share of stock. One third of the units granted on 2/4/2014 and 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F4Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
- F5All stock appreciation rights are currently exercisable.
- F6Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F7All options are currently exercisable.
- F8Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- F9Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
Remarks
mcallisterpoa.txt