SEC Form 3 · accession 0001225208-15-011510
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert N Lindley
Officer — VP & Mg. Dir., EMEA
Period of report
May 1, 2015
Accepted (ET)
May 6, 2015 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,114 | I | By Pension | |
| Common Stock | holding | — | — | — | 2,875 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | holding | — | — | — | Feb 3, 2015 | — | Common Stock | 4,003 | — | D |
| Stock Appreciation RightF3,F4 | $41.33 | holding | — | — | — | Feb 9, 2012 | Feb 9, 2021 | Common Stock | 7,097 | — | D |
| Stock Appreciation RightF3,F4 | $45.32 | holding | — | — | — | Feb 6, 2013 | Feb 6, 2022 | Common Stock | 7,485 | — | D |
| Stock Appreciation RightF3,F5 | $51.78 | holding | — | — | — | Feb 4, 2014 | Feb 4, 2023 | Common Stock | 7,107 | — | D |
| Stock Appreciation RightF3,F5 | $62.33 | holding | — | — | — | Feb 5, 2015 | Feb 4, 2024 | Common Stock | 6,383 | — | D |
| Stock Appreciation RightF6,F7 | $63.49 | holding | — | — | — | Feb 3, 2016 | Feb 3, 2025 | Common Stock | 6,183 | — | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan, other than the restricted stock units granted in2015 pursuant to the 2014 Harley-Davidson Incentive Stock Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of stock. One third of the units granted on 2/4/2014 and 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- F3Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- F4All stock appreciation rights are currently exercisable.
- F5Stock appreciation rights granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan become exercisable for one-third of the shares covered by the stock appreciation right on each of the first three anniversaries of the date of grant.
- F6Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- F7Stock appreciation rights granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the stock appreciation right on each of the first three anniversaries of the date of grant.
Remarks
lindleypoa.txt