SEC Form 4 · accession 0001225208-15-010620
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A James
Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | A | 1,913 | $57.50 | A | 3,292 | D | |
| Common Stock | holding | — | — | — | 412,040 | I | By Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Post-2014 Share UnitF1,F2,F3 | — | Apr 27, 2015 | A | 2,174 | A | — | — | Common Stock | 2,174 | 2,174 | D |
| Share UnitsF1,F5,F2,F4 | — | holding | — | — | — | — | — | Common Stock | 29,827 | 29,827 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F21-for-1
- F3As provided by the Director Stock Plan, the share units are payable in issuer's common stock on the one year anniversary of the grant date (share units payable in cash in limited circumstances according to the Plan).
- F4Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)
- F5Includes share units acquired through automatic reinvestment of dividends.