SEC Form 5 · accession 0001225208-15-003258
HARLEY-DAVIDSON, INC. · HOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Norling
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 9, 2015 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793952
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2014 | G | 356 | $0.00 | D | 8,152 | D | |
| Common Stock | holding | — | — | — | 8,000 | I | By Limited Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share UnitsF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 16,192 | 16,192 | D |
Explanation of responses
- F1Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
- F21-for-1
- F3Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)